AmTrust, Ex-CFO to Pay $10.5M to Settle SEC Charges Of Improper Reserves Reporting June 19, 2020 The Securities and Exchange Commission (SEC) has charged insurance company AmTrust Financial Services and Ronald E. Pipoly Jr., its former...
SEC Focus on Unicorn Start Ups Could Change Private Company D&O Insurance November 14, 2016 By Denise Johnson Unicorn start-ups are facing increasing scrutiny by the U.S. Securities and Exchange Commission (SEC) for several reasons, including the potential...