The U.S. securities regulator on Wednesday said it would allow companies seeking to go public to require that investors resolve...
Securities and Exchange Commission News
The OKX cryptocurrency exchange, one of the world’s largest, pleaded guilty on Monday to processing more than $1 trillion in...
Global aerospace company AAR Corp. has agreed to pay more than $55 million to resolve allegations of bribing Nepalese and...
Becton, Dickinson & Co. has agreed to a $175 million fine over Securities and Exchange Commission claims it repeatedly misled...
UPS will pay $45 million to settle charges that it improperly valued its freight division, the Securities and Exchange Commission...
Ripple Labs Inc. was ordered by a federal judge to pay a civil penalty of $125 million for selling its...
Intercontinental Exchange, Inc., which owns the New York Stock Exchange, agreed to pay $10 million to settle Securities and Exchange...
Morgan Stanley is close to an agreement to pay $200 million to $300 million to resolve a yearslong US investigation...
NEW YORK –– The U.S. Securities and Exchange Commission on Monday sued software company SolarWinds Corp. and its top information...
Janice Shell likes to sniff out fraud. An art historian by training, she once spent her days digging through Renaissance...